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Dictators' Worse Nightmare: Defections

12 Nov

Screen Shot 2013-11-12 at 6.55.34 PMIn his seminal 3 volume book on Politics of Nonviolent Action, Gene Sharp observed that “Nonviolent actionists may try to destroy the opponent’s army as an effective force of repression by inducing deliberate inefficiency and open mutiny among the soldiers, without whom there can be no army” (p. 453).  This was in 1973.  In February 2011, Leon Panetta, the then CIA Director, testified to Congress, trying to explain why the US intelligence community failed to phantom that the seemingly immovable Tunisian and Egyptian dictators might indeed fall and that fall could occur within days through a sheer pressure of mass-based nonviolent mobilization.  In his testimony, Panetta pointed to the source of the intelligence community’s failure to anticipate the fall of dictators: “There’s always been a feeling that the military ultimately could control any demonstration in any regime. But the loyalty of the military is now something that we have to pay attention to, because it’s not always one that will respond to what a dictator may or may not want.”

Given what Sharp wrote almost 40 years earlier the level of ignorance among the top brass of the American ‘intelligence’ officers about the effects of civil resistance and particularly its power to induce defections among security forces was quite astonishing though not surprising. Afterall, the state actors’ understanding of power  – and with that the drivers of major political changes – has been based on a material force: a capacity to repress, financial means to buy off  and a formal position to govern. Unarmed populations that have little material force to show for have been hardly seen as powerful. Yet, time and again, popular nonviolent revolutions prove that that political power is not tangible, is not material and is not institutional and can rest with ordinary people if only they mobilize and organize. The effectiveness of this intangible power rests in the legitimacy of claims and ideals, as well as in the collective identification with shared grievances and expectations that the popular movement can harness and advance. The movement combines this illusive but potent ideational power with a strategic deployment of nonviolent actions that in turn induce defections among the allies of the regime. For example, through the use of nonviolent weapons such as strikes, demonstrations, civil disobedience as well as the work of solidarity networks and mutual aid groups and associations, the Polish Solidarity movement induced mass defections from the Polish Communist Party and the state bureaucracy in the 1980s. In the Philippines under Ferdinand Marcos, in Slobodan Milosevic’s Serbia and more recently, in Tunisia and Egypt, the dictators commanded their militaries to shoot at unarmed demonstrators only to see their security forces disobey and refuse to follow their orders. Even the Free Syrian Army that eventually hijacked nonviolent resistance, turning it into the armed uprising, was a product of the defections induced by a 5 month-long nonviolent struggle waged by hundreds of thousands of unarmed Syrians between March and August 2011.

My colleagues, Erica Chenoweth and Maria Stephan, in their book Why Civil Resistance Works, estimated that the security defections occurred about 52% of the time during the successful nonviolent campaigns and that security defections made nonviolent campaigns 46 times more likely to reach their ultimate objectives of bringing down the regime, expelling occupying forces or win self-determination in comparison with the nonviolent campaigns where defections did not occur. This is the reasons why scholars must look more closely at the dynamics of defections among regime’s supporters, particularly its security forces during the nonviolent uprisings.

At the same time, the policy community must give a serious consideration to different international instruments that could help nonviolent movements bring about quicker and more widespread defections among security forces of the autocratic regimes. Setting up a special global fund for civil resistance movements that could give awards to the officers (together with their families) who refused to follow and give orders to shoot at the unarmed protesters might be one of such instruments.

 

Does civil resistance reduce civilian deaths?

31 Oct

800px-Tahrir_Square_on_July_29_2011

During one of the academic seminars on civil resistance my colleague Erica Chenoweth made an important observation that, perhaps excluding East Timor, no civilian-led nonviolent mobilizations that are listed in the comprehensive dataset of Nonviolent and Violent Campaigns and Outcomes experienced genocidal killings.  This contrasted sharply with the armed struggles that often fueled counterinsurgency and mass atrocities (e..g in Cambodia in the 1970s, Rwanda in 1994, or in Guatemala at the beginning of the 1980s).

I would like to substantiate that insight with some relevant information.

1)  In their study on civilian fatalities in wars Kristine Eck and Lisa Hultman observed that “… the vast majority of attacks on civilians do take place in countries plagued by armed conflict; we found that less than 1% of the total fatalities took place in [conflict] countries which did not see armed conflict during the period [1989-2004].” In other words, the conflict countries that experienced civil war (or counterinsurgency violence) between 1989-2004 accounted for more than 99% of the civilian fatalities (out of 573,000) while conflict countries with “one-sided violence” (where violent government attacked unarmed civilians and peaceful movements) accounted for less than 1% of the civilian casualties during the same period. The countries with “one-sided violence” that were included in the dataset were: Armenia (1992), Cameroon (1994), China (1989 – Tiananmen), Honduras (2004), Morocco (2003), Nigeria (2002–03), Saudi Arabia (2004), South Africa (1990-nonviolent anti-apartheid struggle; 1992–95), Tanzania (2001) and Thailand (1992; 2003–04).

Although not dealing directly with the civilian fatalities during civil resistance struggles the study nevertheless shows that mass killings of civilians in recent times occurred during civil wars and violent insurgencies rather than in nonviolent resistance. This is not to say that atrocities did not take place against people who mobilized peacefully. They did happen but it was more difficult for the government or armed militia, fearing, among others, possible backfire and divisions within their ranks, to conduct scorched earth campaigns when faced with mobilized but unarmed communities.

Inhibitions that are present when the population challenges armed regime using nonviolent methods are put aside once the resisters turn to arms. Faced with armed insurgency the regime becomes less concerned about a possibility of a backfire as a result of its disproportionate use of violence and is, in fact, more willing to engage in indiscriminate killing. The use of lethal force looks also more justifiable to the regime supporters and outsiders once the opposition takes arms. This happened in Syria. The Assad regime consolidated its ranks and rallied its supporters once the opposition became violent. It was also much easier for the regime to use fighter jets and chemical weapons that were not deployed when nonviolent resistance dominated the uprising and became a permissable option when faced with armed resistance.

2) Civil resistance in Syria saved many lives when it lasted while the armed resistance, which was supposed to protect Syrians, has in fact  increased the chances of civilians being killings.  “In reality, civil resistance, while imposing significant costs on the regime and faced with brutal repression, saved many lives when it lasted, as the following figures illustrate. During the first five months of nonviolent civil resistance (mid-March to mid-August, 2011), the death toll was 2,019 (figures exclude regime army casualties). In the next five months (mid-August 2011 to mid-January 2011) mixed violent and nonviolent resistance saw the death toll climbed to 3,144, a 56% increase. Finally, during the first five months of armed resistance (mid-January 2012 to mid-June 2012) the death toll was already 8,195, a staggering 161% increase in comparison with the casualties during nonviolent struggle.” in Syrian Resistance: Tale of Two Struggles

3) Finally, my colleague Howard Barrell who has an intimate knowledge of the African National Congress (ANC) and its military operations in the 1970s and 1980s told me that ANC own intelligence assessed that a survival rate of an ANC armed insurgent was, on average, between 3 to 7 days. The risks of imprisonment, not to mention the rate of death, among nonviolent anti-apartheid activists were counted in months and years rather than days.

So, do nonviolent resistance movements reduce chances of people being killed or mass atrocities being committed? Evidences, still relatively scarce, suggest yes.

 

 

Maxims on Civil Resistance part II

9 Oct
  • Nonviolent struggle is not sprint but marathon. The last thing we want is a burnt-out movement 10 years before ultimate victory.
  • During struggle, conflict within movement is as common as its resistance with regime. Mastery of coalition building is one step to victory.
  • Nonviolent resisters succeeded in the past because their deep down belief that failure was impossible.
  • In civil resistance solidarity is more important than heroism. It’s the primacy of strategy over emotions. Victory comes from the former not the latter.
  • Tyranny of structureless in a movement produces vacuum that reinforces anarchic forces in resistance.
  • People cannot be forced to join nonviolent movement. It is a voluntary collective experience that imparts pluralism before state becomes pluralistic.
  • Activists must avoid awesomeness problem when tactics feel so right but they are not necessarily strategic.
  • Governments make change? Institutions make change? People make change? Your choice will determine who you will join.
  • How many people would have abstained from terrorism had they learn about effectiveness of civil resistance earlier in their life?
  • Studying past nonviolent resistance is like an ancient wisdom that informs present understanding of conflict.
  • Movement is like a living organism. It’s born, experiences excitement of childhood, has ups & downs of adulthood & when passes away is reborn in yet another form.
  • Undemocratic systems are schizophrenic. Imprison but say people are free. Censor but say people can express themselves freely. Outlaw protest but say people can dissent.
  • If regime declares a state of emergency in order to violently disperse peaceful sit-ins it lays bare the scale of its own fear & defeat.
  • Revolutions happen when ordinary people decide to make them. Why then scholars look to regime & economy not people for clues to why people rebel?
  • Authoritarian country – it is where the people live the lie – and know about it – and the system keeps telling them it is a truth.
  • “By failing to prepare, you are preparing to fail” B. Franklin. Good reason why protest seldom transforms into a political movement.

See Maxims on Civil Resistance part I

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